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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Spero Benjamin C. C/O SPECTRUM EQUITY 140 NEW MONTGOMERY STREET, 20TH FLOOR SAN FRANCISCO, CA 94105 |
X |
/s/ Benjamin C. Spero | 08/29/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The common stock of GrubHub Inc. (the "Company") is held directly by the following three entities: (i) SEI VI Chow AIV, L.P. ("SEI VI"), the general partner of which is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI Management"), over which Brion B. Applegate, William P. Collatos, Victor E. Parker, Christopher T. Mitchell, and Benjamin C. Spero exercise voting and dispositive power; (ii) Spectrum VI Investment Managers' Fund, L.P. ("IMF VI"), and (iii) Spectrum VI Co-Investment Fund, L.P. ("CIF VI" and together with SEI VI and IMF VI, the "Spectrum Funds"). SEA VI Management is the general partner of IMF VI and CIF VI. |
(2) | Mr. Benjamin C. Spero, the Reporting Person and a director of the Company, exercises voting and dispositive power over the Spectrum Funds and may be deemed to have shared voting and investment power over the shares held by the Spectrum Funds. Mr. Spero disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares. Mr. Spero does not directly own any of the shares of common stock of the Company that are the subject of this Form 4. |
(3) | Following the sale of the common stock of the Company by the Spectrum Funds on August 1, 2016, SEI VI was the record owner of 1,133,987 shares, IMF VI was the record owner of 2,741 shares and CIF VI was the record owner of 443 shares. |
(4) | Following the sale of the common stock of the Company by the Spectrum Funds on August 1, 2016, SEI VI was the record owner of 965,297 shares, IMF VI was the record owner of 2,333 shares and CIF VI was the record owner of 377 shares. |
(5) | Following the sale of the common stock of the Company by the Spectrum Funds on August 2, 2016, SEI VI was the record owner of 499 shares and IMF VI was the record owner of 1 share. |
(6) | The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $37.88 to $38.875 per share. The reporting person undertakes to provide, upon request by the SEC staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. |
(7) | The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.88 to $39.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. |
(8) | The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.50 to $39.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. |
Remarks: This amendment is being filed solely for the purpose of correcting a typographical error in the weighted-average sale price set forth in Line Number 2 of Table I. |