iot8k121213.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act


Date of Report (Date of earliest event reported):      December 11, 2013



INCOME OPPORTUNITY REALTY INVESTORS, INC.
(Exact Name of Registrant as Specified in its Charter)

 
Nevada
 
001-14784
 
75-2615944
(State or other
jurisdiction of incorporation)
(Commission
File No.)
(I.R.S. Employer
Identification No.)
     
   
1603 LBJ Freeway, Suite 800
Dallas, Texas
75234
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code     469-522-4200


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 
Section 5 - Corporate Governance and Management

Item 5.07 - Submission of Matters to the Vote of Security Holders

On December 11, 2013, the Annual Meeting of Stockholders of Income Opportunity Realty Investors, Inc. (“IOT” or the “Issuer” or the “Registrant”) was held following a solicitation of proxies pursuant to a Notice of Annual Meeting and related Proxy Statement dated November 8, 2013, distributed in accordance with the requirements of Regulation 14A under the Securities Exchange Act of 1934, as amended.  On the record date of November 7, 2013, a total of 4,168,214 shares of Common Stock were outstanding with each share entitled to cast one vote.

At the Annual Meeting which involved the election of directors, the following named persons received the number of votes cast for, against or withheld, as well as the number of abstention and broker non-votes:

 
 
Name
 
No. of Votes
For
 
%
For
 
No. of Votes
Withheld
 
No. of Votes
Abstained
 
Broker Non-
Votes
 
Henry A. Butler
 
3,293,099
 
79%
 
261,025
 
-
 
333,440
 
Sharon Hunt
 
3,291,599
 
78.97%
 
262,525
 
-
 
333,440
 
Robert A. Jakuszewski
 
3,293,099
 
79%
 
261,025
 
-
 
333,440
 
Ted R. Munselle
 
3,293,099
 
79%
 
261,025
 
-
 
333,440

All of the nominees named above, each of which is currently a director of the Registrant, were elected at such Annual Meeting.

The only other matter presented at the Annual Meeting was the ratification of the appointment of Swalm & Associates, P.C. as the independent registered public accounting firm for the Registrant for the fiscal year ending December 31, 2013, and any interim period.  A total of 3,713,064 votes were cast FOR, 38,645 votes were cast AGAINST, and 35,855 votes ABSTAINED from voting with respect to such proposal.  There were no broker non-votes.

The Annual Meeting of the Board of Directors was held on the following day, December 12, 2013. At such meeting, Henry A. Butler was re-elected Chairman of the Board.
 
 
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly-caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly-authorized.
 
Dated: December 12, 2013
INCOME OPPORTUNITY REALTY INVESTORS, INC.
   
   
 
By: /s/ Gene S. Bertcher
  Gene S. Bertcher, Executive Vice 
  President and Chief Financial Officer 
 
 
 
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