UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
78467J100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) TCG Holdings, L.L.C. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZEN OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 35,469,799 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
35,469,799 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
35,469,799 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
47.6% | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO (Limited Liability Company) |
CUSIP No. |
78467J100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) TC Group, L.L.C. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZEN OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 35,469,799 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
35,469,799 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
35,469,799 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
47.6% | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO (Limited Liability Company) |
CUSIP No. |
78467J100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) TC Group IV Managing GP, L.L.C. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZEN OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 35,469,799 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
35,469,799 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
35,469,799 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
47.6% | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO (Limited Liability Company) |
CUSIP No. |
78467J100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) TC Group IV, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZEN OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 35,469,799 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
35,469,799 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
35,469,799 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
47.6% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN (Delaware Limited Partnership) |
CUSIP No. |
78467J100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Carlyle Partners IV, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZEN OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 34,092,897 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
34,092,897 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
34,092,897 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
Not Applicable | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
45.8% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN (Delaware Limited Partnership) |
ITEM 1. (a) | Name of Issuer: | ||
SS&C Technologies Holdings, Inc. (the Issuer) | |||
(b) | Address of Issuers Principal Executive Offices: |
(a) | Name of Person Filing: |
(b) | Address of Principal Business Office: |
(c) | Citizenship of each Reporting Person is: |
(d) | Title of Class of Securities: |
(e) | CUSIP Number: |
Sole | Shared | |||||||||||||||||||||||
power to | power to | |||||||||||||||||||||||
Sole | Shared | dispose or | dispose or | |||||||||||||||||||||
power | power to | to direct | to direct | |||||||||||||||||||||
Amount | to vote or | vote or to | the | the | ||||||||||||||||||||
beneficially | Percent | direct the | direct the | disposition | disposition | |||||||||||||||||||
Reporting Person | owned | of class: | vote: | vote: | of: | of: | ||||||||||||||||||
TCG Holdings, L.L.C. |
35,469,799 | 47.6 | % | 0 | 35,469,799 | 0 | 35,469,799 | |||||||||||||||||
TC Group, L.L.C. |
35,469,799 | 47.6 | % | 0 | 35,469,799 | 0 | 35,469,799 | |||||||||||||||||
TC Group IV Managing GP,
L.L.C. |
35,469,799 | 47.6 | % | 0 | 35,469,799 | 0 | 35,469,799 | |||||||||||||||||
TC Group IV, L.P. |
35,469,799 | 47.6 | % | 0 | 35,469,799 | 0 | 35,469,799 | |||||||||||||||||
Carlyle Partners IV, L.P. |
34,092,897 | 45.8 | % | 0 | 34,092,897 | 0 | 34,092,897 |
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
ITEM 8. | Identification and Classification of Members of the Group |
ITEM 9. | Notice of Dissolution of Group |
ITEM 10. | Certification |
TCG Holdings, L.L.C. |
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By: | /s/ R. Rainey Hoffman as Attorney-in-Fact for David M.Rubenstein | |||
Name: | David M. Rubenstein | |||
Title: | Managing Director | |||
TC Group, L.L.C. |
||||
By: | TCG Holdings, L.L.C., as its Managing Member |
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By: | /s/ R. Rainey Hoffman as Attorney-in-Fact for David M.Rubenstein | |||
Name: | David M. Rubenstein | |||
Title: | Managing Director | |||
TC Group IV Managing GP, L.L.C. |
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By: | TC Group, L.L.C., as its Managing Member | |||
By: | TCG Holdings, L.L.C., as its Managing Member | |||
By: | /s/ R. Rainey Hoffman as Attorney- in-Fact for David M. Rubenstein | |||
Name: | David M. Rubenstein | |||
Title: | Managing Director |
TC Group IV, L.P. |
||||
By: | TC Group IV Managing GP, L.L.C., as its Managing Member |
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By: | TC Group, L.L.C., as its Managing Member |
|||
By: | TCG Holdings, L.L.C., as its Managing Member |
|||
By: | /s/ R. Rainey Hoffman as Attorney-in-Fact for David M. Rubenstein | |||
Name: | David M. Rubenstein | |||
Title: | Managing Director | |||
Carlyle Partners IV, L.P. |
||||
By: | TC Group IV, L.P., as its General Partner |
|||
By: | TC Group IV Managing GP, L.L.C., as its Managing Member |
|||
By: | TC Group, L.L.C., as its Managing Member |
|||
By: | TCG Holdings, L.L.C., as its Managing Member |
|||
By: | /s/ R. Rainey Hoffman asAttorney-in-Fact for David M. Rubenstein | |||
Name: | David M. Rubenstein | |||
Title: | Managing Director |
Exhibit No. | Description | |
99.1
|
Joint Filing Agreement | |
99.2
|
Power of Attorney |