UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 23)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
CUSIP No. |
887100 10 5 |
13G | Page | 2 |
of | 5 |
Pages |
1 | NAMES OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons (entities only). Sidney W. Swartz XXX-XX-XXXX |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) þ Mr. Swartz wife is one of two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,498,816 shares and is filing a separate Schedule 13G. |
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3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
6,980,813 which includes 6,555,184 shares of Class B common stock held indirectly in a revocable trust of which the reporting person is the settlor, the trustee and sole beneficiary and maintains sole voting and dispositive power. | |||||
6 | SHARED VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY |
Mr. Swartz is one of two trustees of The Swartz Foundation, a private foundation, which owns 544,729 shares of Class B common stock and 12,878 shares of Class A common stock. Mr. Swartz is deemed to have beneficial ownership over these shares due to shared voting and dispositive power and, therefore, these shares are included in the total shares beneficially owned by him in response #9 below. Mr. Swartz wife is one of two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,498,816 shares and is filing a separate Schedule 13G. | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON WITH: |
6,980,813 which includes 6,555,184 shares of Class B common stock held indirectly in a revocable trust of which the reporting person is the settlor, the trustee and sole beneficiary and maintains sole voting and dispositive power. | ||||
8 | SHARED DISPOSITIVE POWER | ||||
Mr. Swartz is one of two trustees of The Swartz Foundation, a private foundation, which owns 544,729 shares of Class B common stock and 12,878 shares of Class A common stock. Mr. Swartz is deemed to have beneficial ownership over these shares due to shared voting and dispositive power and, therefore, these shares are included in the total shares beneficially owned by him in response #9 below. Mr. Swartz wife is one of two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,498,816 shares and is filing a separate Schedule 13G. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
7,538,420 (but see response #6 and #8 above) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (SEE INSTRUCTIONS) | ||||
þ The aggregate amount excludes the shares of The Sidney W. Swartz 1982 Family Trust |
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
14.9% | |||||
12 | TYPE OF REPORTING PERSON* (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No. |
887100 10 5 |
13G | Page | 3 |
of | 5 |
Pages |
(a) | NAME OF ISSUER | ||
The Timberland Company
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(b) | ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES | ||
200 Domain Drive, Stratham, NH 03885
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(a) | NAME OF PERSON FILING | ||
Sidney W. Swartz
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(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE | ||
200 Domain Drive, Stratham, NH 03885
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(c) | CITIZENSHIP | ||
United States
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(d) | TITLE OF CLASS OF SECURITIES | ||
Class A Common Stock
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(e) | CUSIP NUMBER | ||
887100 10 5
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS: |
Not Applicable |
ITEM 4. | OWNERSHIP |
(a) | Amount beneficially owned: | ||
7,538,420
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(b) | Percent of Class: | ||
14.9%
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(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote | ||
6,980,813 which includes 6,555,184 shares of Class B Common Stock held indirectly in a revocable
trust of which the reporting person is the settlor, the trustee and sole beneficiary and maintains
sole voting and dispositive power.
|
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(ii) | Shared power to vote or to direct the vote | ||
Mr. Swartz is one of two trustees of The Swartz Foundation, a private foundation, which owns
544,729 shares of Class B common stock and 12,878 shares of Class A common stock.
Mr. Swartz is deemed to have beneficial ownership over
these shares due to shared voting and dispositive power and, therefore, these shares are included
in the total shares beneficially owned by him in response #4(a) above. Mr. Swartz wife is one of
two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,498,816 shares and is filing a
separate Schedule 13G.
|
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(iii) | Sole power to dispose or to direct the disposition of 6,980,813 which includes 6,555,184
shares of Class B Common Stock held indirectly in a revocable trust of which the reporting person
is the settlor, the trustee and sole beneficiary and maintains sole voting and dispositive power.
|
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(iv) | Shared power to dispose or to direct the disposition of Mr. Swartz is one of two trustees of
The Swartz Foundation, a private foundation, which owns 544,729 shares of Class B common stock
and 12,878 shares of Class A common stock.
Mr. Swartz is deemed to have beneficial ownership over these shares due to shared voting and
dispositive power and, therefore, these shares are included in the total shares beneficially owned
by him in response #4(a) above. Mr. Swartz wife is one of two trustees of The Sidney W. Swartz
1982 Family Trust which owns 3,498,816 shares and is filing a separate Schedule 13G.
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ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON |
CUSIP No. |
887100 10 5 |
13G | Page | 4 |
of | 5 |
Pages |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP |
ITEM 10. | CERTIFICATION |
CUSIP No. |
887100 10 5 |
13G | Page | 5 |
of | 5 |
Pages |
February 4, 2011 | ||||
Date | ||||
/s/ Sidney W. Swartz | ||||
Signature | ||||
Sidney W. Swartz Name/Title |
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