UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (1) | 10/25/2002(2) | 10/24/2011 | Common Stock | 1,500 | $ 14.1 | D | Â |
Incentive Stock Option (1) | 09/12/2003(2) | 09/11/2012 | Common Stock | 1,950 | $ 15.37 | D | Â |
Incentive Stock Option (1) | 12/12/2004(2) | 12/11/2013 | Common Stock | 6,000 | $ 15.23 | D | Â |
Incentive Stock Option (1) | 09/16/2005(2) | 09/15/2014 | Common Stock | 15,000 | $ 19.73 | D | Â |
Incentive Stock Option (1) | 06/24/2006(2) | 06/23/2015 | Common Stock | 10,000 | $ 29.67 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Richardson Paul H C/O BALCHEM CORPORATION PO BOX 600 NEW HAMPTON, NY 10958 |
 |  |  V.P. Research and Development |  |
/s/ Paul H. Richardson, PhD | 07/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options constitute sign-on grant upon the reporting person's commencement of employment and other merit award grants. |
(2) | 20% of the options granted become exercisable on the indicated date (which is the first anniversary of the date of grant). An additional 40% of the options granted become exercisable on the second anniversary of the date of grant, and an additional 40% of the options granted become exercisable on the third anniversary of the date of grant. |