UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK, NY 10038 |
 |  |  | See Remarks section |
/s/ Geoffrey Cornell, Authorized Person | 08/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Lexington Insurance Company ("Lexington"), United Guaranty Mortgage Indemnity Company ("UGMIC") and The United States Life Insurance Company in the City of New York, each an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold 32 shares, 1 share and 67 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock. |
(2) | American General Life Insurance Company, also an indirectly wholly owned subsidiary of AIG, and Lexington and UGMIC directly hold 266 shares, 130 shares and 4 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock. |
 Remarks: Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The referenced mandatory redeemable preferred stock are securities which the Reporting Person is informed represent, in the aggregate, in excess of 10% of the preferred equity securities of the Issuer. The Reporting Person expressly disclaims whether the Series A and B Mandatory Redeemable Preferred Stock are subject to reporting under Section 30(h). |