UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21869
NAME OF REGISTRANT: NexPoint Credit Strategies
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Pyxis Capital Management,
L.P.
200 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 877-665-1287
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
NexPoint Credit Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933743672
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr For Against
CHAIR
7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Against For
HEDGING
8. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr Against For
OF AWARDS UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933751869
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
EDWARD J. RAPP Mgmt For For
ROY S. ROBERTS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
AKORN, INC. Agenda Number: 933769107
--------------------------------------------------------------------------------------------------------------------------
Security: 009728106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AKRX
ISIN: US0097281069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN N. KAPOOR, PHD Mgmt For For
RONALD M. JOHNSON Mgmt For For
BRIAN TAMBI Mgmt For For
STEVEN J. MEYER Mgmt For For
ALAN WEINSTEIN Mgmt For For
KENNETH S. ABRAMOWITZ Mgmt For For
ADRIENNE L. GRAVES, PHD Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP TO SERVE AS AKORN'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933757114
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HARSHMAN Mgmt For For
CAROLYN CORVI Mgmt For For
BARBARA S. JEREMIAH Mgmt For For
JOHN D. TURNER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr For Against
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933746008
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt For For
1D. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1G. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SUPERMAJORITY VOTING RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933718756
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For
1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 933816879
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: BRADBURY H. Mgmt For For
ANDERSON
1B. ELECTION OF CLASS II DIRECTOR: SANJAY Mgmt For For
KHOSLA
1C. ELECTION OF CLASS II DIRECTOR: ALLEN U. Mgmt For For
LENZMEIER
1D. ELECTION OF CLASS II DIRECTOR: HATIM A. Mgmt For For
TYABJI
1E. RATIFICATION OF CLASS I DIRECTOR: RUSSELL Mgmt For For
P. FRADIN
1F. RATIFICATION OF CLASS I DIRECTOR: HUBERT Mgmt For For
JOLY
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO VOTE ON MANAGEMENT'S PROPOSAL TO AMEND Mgmt For For
AND RESTATE OUR AMENDED AND RESTATED
BY-LAWS IN ORDER TO IMPLEMENT
DECLASSIFICATION OF OUR BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 933789630
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
JAMES R. CHAMBERS Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
2. APPROVAL OF THE COMPENSATION OF BIG LOTS' Mgmt Against Against
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND THE NARRATIVE DISCUSSION
ACCOMPANYING THE TABLES.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BIG LOTS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA Agenda Number: 933770794
--------------------------------------------------------------------------------------------------------------------------
Security: 22025Y407
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CXW
ISIN: US22025Y4070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. FERGUSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAMON T. HININGER Mgmt For For
1C. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM F. ANDREWS Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. CORRENTI Mgmt For For
1F. ELECTION OF DIRECTOR: DENNIS W. DECONCINI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. HORNE Mgmt For For
1I. ELECTION OF DIRECTOR: C. MICHAEL JACOBI Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE L. MARIUCCI Mgmt For For
1K. ELECTION OF DIRECTOR: THURGOOD MARSHALL, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: CHARLES L. OVERBY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. PRANN, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: JOSEPH V. RUSSELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
4. CHARTER AMENDMENTS AND A RESTATEMENT OF THE Mgmt For For
COMPANY'S CHARTER.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933751910
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For
1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVES.
4. SHAREHOLDER PROPOSAL TO PROHIBIT Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
5. SHAREHOLDER PROPOSAL TO REQUIRE THAT AN Shr For Against
INDEPENDENT BOARD MEMBER BE THE CHAIRMAN OF
THE COMPANY.
6. SHAREHOLDER PROPOSAL TO GRANT A RIGHT TO Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933758180
--------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DPS
ISIN: US26138E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
3 RESOLVED, THAT THE COMPENSATION PAID TO Mgmt For For
NAMED EXECUTIVE OFFICERS WITH RESPECT TO
2012, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES & NARRATIVE DISCUSSION, IS HEREBY
APPROVED.
4 TO RE-APPROVE THE MANAGEMENT INCENTIVE PLAN Mgmt For For
TO COMPLY WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE AND THE REGULATIONS
PROMULGATED THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933767420
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. LINK Mgmt For For
1C. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE LONG-TERM STOCK INCENTIVE
COMPENSATION PROGRAM
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE U.S. EMPLOYEE STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
6. APPROVAL OF AMENDMENTS TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD
7. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE SUPERMAJORITY VOTING PROVISION
8. ADVISORY VOTE TO APPROVE THE STOCKHOLDER Shr For Against
PROPOSAL REGARDING SPECIAL MEETINGS OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt Withheld Against
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 933808214
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
5A ELECTION OF DIRECTOR: JOSEPH J. HARTNETT Mgmt For For
5B ELECTION OF DIRECTOR: THOMAS P. POBEREZNY Mgmt For For
1 APPROVAL OF GARMIN LTD.'S 2012 ANNUAL Mgmt For For
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 29, 2012 AND THE
STATUTORY FINANCIAL STATEMENTS OF GARMIN
LTD. FOR THE FISCAL YEAR ENDED DECEMBER 29,
2012.
2 APPROVAL OF THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS.
3 APPROVAL OF THE PAYMENT OF A CASH DIVIDEND Mgmt For For
IN THE AGGREGATE AMOUNT OF $1.80 PER
OUTSTANDING SHARE OUT OF GARMIN'S GENERAL
RESERVE FROM CAPITAL CONTRIBUTION IN FOUR
EQUAL INSTALLMENTS.
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE OFFICERS FROM
LIABILITY FOR THE FISCAL YEAR ENDED
DECEMBER 29, 2012.
6 APPROVAL OF AMENDMENT TO THE GARMIN LTD. Mgmt For For
2005 EQUITY INCENTIVE PLAN.
7 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS GARMIN LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND THE RE-ELECTION OF
ERNST & YOUNG LTD. AS GARMIN LTD.'S
STATUTORY AUDITOR FOR ANOTHER ONE-YEAR
TERM.
8 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
9 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE WITH RESPECT TO ANY
OTHER MATTERS THAT MAY PROPERLY COME BEFORE
THE ANNUAL GENERAL MEETING OR ANY
ADJOURNMENT THERETO, INCLUDING MATTERS
INCIDENT TO ITS CONDUCT.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 933803389
--------------------------------------------------------------------------------------------------------------------------
Security: 389375205
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: GTNA
ISIN: US3893752051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD L. BOGER Mgmt For For
T.L. ELDER Mgmt For For
HILTON H. HOWELL, JR. Mgmt For For
ROBIN R. HOWELL Mgmt For For
WILLIAM E. MAYHER, III Mgmt For For
HOWELL W. NEWTON Mgmt For For
HUGH E. NORTON Mgmt For For
ROBERT S. PRATHER, JR. Mgmt For For
HARRIETT J. ROBINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933738049
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1D. ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1G. ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2013 PROXY STATEMENT.
4. STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
MAGNACHIP SEMICONDUCTOR CORP Agenda Number: 933799477
--------------------------------------------------------------------------------------------------------------------------
Security: 55933J203
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: MX
ISIN: US55933J2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDAL KLEIN Mgmt For For
NADER TAVAKOLI Mgmt For For
2. RATIFICATION OF THE BOARD'S SELECTION OF Mgmt For For
SAMIL PRICEWATERHOUSECOOPERS AS THE
COMPANY'S AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC. Agenda Number: 933748204
--------------------------------------------------------------------------------------------------------------------------
Security: 591708102
Meeting Type: Special
Meeting Date: 24-Apr-2013
Ticker: PCS
ISIN: US5917081029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE STOCK ISSUANCE PROPOSAL Mgmt For For
2. TO APPROVE THE RECAPITALIZATION PROPOSAL Mgmt For For
3. TO APPROVE THE DECLASSIFICATION PROPOSAL Mgmt For For
4. TO APPROVE THE DEUTSCHE TELEKOM DIRECTOR Mgmt For For
DESIGNATION PROPOSAL
5. TO APPROVE THE DIRECTOR REMOVAL PROPOSAL Mgmt For For
6. TO APPROVE THE DEUTSCHE TELEKOM APPROVALS Mgmt For For
PROPOSAL
7. TO APPROVE THE CALLING OF STOCKHOLDER Mgmt For For
MEETING PROPOSAL
8. TO APPROVE THE ACTION BY WRITTEN CONSENT Mgmt For For
PROPOSAL
9. TO APPROVE THE BYLAW AMENDMENTS PROPOSAL Mgmt For For
10. TO APPROVE THE GOVERNING LAW AND EXCLUSIVE Mgmt For For
FORUM PROPOSAL
11. TO APPROVE THE CHANGE IN CONTROL PAYMENTS Mgmt Against Against
PROPOSAL
12. TO APPROVE THE ADJOURNMENT PROPOSAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 933763624
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES Z. FEDAK* Mgmt For For
STEVEN JAMES* Mgmt For For
JOHN C. MOLINA* Mgmt For For
DANIEL COOPERMAN$ Mgmt For For
DALE WOLF# Mgmt For For
2. PROPOSED AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
80,000,000 TO 150,000,000.
3. APPROVAL, AS REQUIRED BY NYSE LISTED Mgmt For For
COMPANY RULE 312.03(C), OF THE ISSUANCE OF
UP TO 26,980,472 SHARES OF OUR COMMON STOCK
UPON THE POTENTIAL EXERCISE AND SETTLEMENT,
OR TERMINATION, AS THE CASE MAY BE, OF THE
WARRANTS ISSUED CONCURRENTLY WITH THE SALE
OF OUR 1.125% CASH CONVERTIBLE SENIOR NOTES
DUE 2020.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 933699615
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R104
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: PCO
ISIN: US70686R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
RICHARD P. FOX Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
BENJAMIN G. WOLFF Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3. APPROVAL OF A CHANGE IN THE COMPANY'S STATE Mgmt For For
OF INCORPORATION FROM DELAWARE TO
WASHINGTON.
4. APPROVAL OF THE PENDRELL CORPORATION 2012 Mgmt Against Against
EQUITY INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 933826779
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R104
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: PCO
ISIN: US70686R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
RICHARD P. FOX Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
BENJAMIN G. WOLFF Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933773966
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED STOCK OPTION AND RESTRICTED STOCK
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against
SEPARATE THE ROLES OF CEO AND CHAIRMAN.
5. TO RATIFY KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO
PERFORM THE ANNUAL AUDIT OF OUR 2013
FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC. Agenda Number: 933783842
--------------------------------------------------------------------------------------------------------------------------
Security: 84860F109
Meeting Type: Special
Meeting Date: 12-Jun-2013
Ticker: SRC
ISIN: US84860F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MERGER AND THE OTHER Mgmt For For
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
2 TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE PROPOSAL TO APPROVE THE MERGER AND THE
OTHER TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933797207
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr For Against
PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF
THE COMPANY'S COMMON STOCK FOR ONE YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 933828254
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MICHAEL BARNES Mgmt For For
SRIKANT DATAR Mgmt For For
LAWRENCE H. GUFFEY Mgmt Withheld Against
TIMOTHEUS HOTTGES Mgmt Withheld Against
RAPHAEL KUBLER Mgmt Withheld Against
THORSTEN LANGHEIM Mgmt Withheld Against
JOHN J. LEGERE Mgmt Withheld Against
RENE OBERMANN Mgmt Withheld Against
JAMES N. PERRY, JR. Mgmt For For
TERESA A. TAYLOR Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. APPROVAL OF THE T-MOBILE US, INC. 2013 Mgmt For For
OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933747430
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B) ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1E) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F) ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1H) ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1I) ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1J) ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1L) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR.
3. ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt For For
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND RELATED EXPENDITURES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For
OF AN ANNUAL SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933774956
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE TIME WARNER INC. 2013 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION Agenda Number: 933755348
--------------------------------------------------------------------------------------------------------------------------
Security: 891027104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: TMK
ISIN: US8910271043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt For For
1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt For For
1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt For For
1H. ELECTION OF DIRECTOR: MARK S. MCANDREW Mgmt For For
1I. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt For For
1J. ELECTION OF DIRECTOR: WESLEY D. PROTHEROE Mgmt For For
1K. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt For For
1L. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt For For
2. RATIFICATION OF AUDITORS. Mgmt For For
3. APPROVAL OF 2013 MANAGEMENT INCENTIVE PLAN. Mgmt For For
4. ADVISORY APPROVAL OF 2012 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VIATEL HOLDING (BERMUDA) LIMITED Agenda Number: 933706941
--------------------------------------------------------------------------------------------------------------------------
Security: G93447111
Meeting Type: Annual
Meeting Date: 04-Dec-2012
Ticker: VIAHF
ISIN: BMG934471118
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE AUDITORS REPORT AND FINANCIAL Mgmt Abstain
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2011 BE AND ARE HEREBY RECEIVED.
2 MESSRS PRICEWATERHOUSECOOPERS LLP BE AND Mgmt For
ARE HEREBY APPOINTED AS AUDITORS TO THE
COMPANY, TO HOLD OFFICE UNTIL THE CLOSE OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY.
3 THE BOARD OF DIRECTORS BE AND ARE HEREBY Mgmt Abstain
AUTHORISED TO DETERMINE THE REMUNERATION OF
THE AUDITORS TO THE COMPANY.
4 DIDIER DELEPINE BE AND IS HEREBY ELECTED AS Mgmt For
A DIRECTOR OF THE COMPANY TO SERVE AS SUCH
UNTIL THE NEXT ANNUAL GENERAL MEETING OR
UNTIL HIS SUCCESSOR IS APPOINTED IN
ACCORDANCE WITH THE COMPANY'S BYE-LAWS.
5 THOMAS DOSTER BE AND IS HEREBY ELECTED AS A Mgmt For
DIRECTOR OF THE COMPANY TO SERVE AS SUCH
UNTIL THE NEXT ANNUAL GENERAL MEETING OR
UNTIL HIS SUCCESSOR IS APPOINTED IN
ACCORDANCE WITH THE COMPANY'S BYE-LAWS.
6 LUCY WOODS BE AND IS HEREBY ELECTED AS A Mgmt For
DIRECTOR OF THE COMPANY TO SERVE AS SUCH
UNTIL THE NEXT ANNUAL GENERAL MEETING OR
UNTIL HER SUCCESSOR IS APPOINTED IN
ACCORDANCE WITH THE COMPANY'S BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
VIATEL HOLDING (BERMUDA) LIMITED Agenda Number: 933835487
--------------------------------------------------------------------------------------------------------------------------
Security: G93447111
Meeting Type: Special
Meeting Date: 06-Jun-2013
Ticker: VIAHF
ISIN: BMG934471118
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE MERGER AGREEMENT DATED MAY 14, Mgmt Abstain Against
2013 AMONG THE COMPANY, DIGIWEB HOLDINGS
LIMITED AND VIKING BERMUDA LIMITED (THE
"MERGER AGREEMENT") BE AND IT IS HEREBY
APPROVED AS BEING IN THE BEST INTERESTS OF
THE COMPANY.
2 THAT THE MERGER OF THE COMPANY AND VIKING Mgmt Abstain Against
BERMUDA LIMITED PURSUANT TO THE TERMS OF
THE MERGER AGREEMENT BE AND IT IS HEREBY
APPROVED AS BEING IN THE BEST INTERESTS OF
THE COMPANY.
3 THAT THE ACTIONS OF THE DIRECTORS AND Mgmt Abstain Against
OFFICERS OF THE COMPANY IN NEGOTIATING AND
FINALISING THE MERGER AGREEMENT AND ALL
MATTERS AND ANY DOCUMENTATION OR OTHER
AGREEMENTS IN CONNECTION THEREWITH BE AND
ARE HEREBY APPROVED, RATIFIED AND
CONFIRMED.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) NexPoint Credit Strategies Fund
By (Signature) /s/ Ethan Powell
Name Ethan Powell
Title President
Date 08/29/2013