1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to buy) NQOs and ISOs
|
01/29/1998(3)
|
01/28/2007 |
Common Stock
|
21,000
|
$
52.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs
|
01/29/1998(4)
|
01/28/2007 |
Common Stock
|
200
|
$
52.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/04/1999(5)
|
02/03/2008 |
Common Stock
|
16,500
|
$
59.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/03/2000(5)
|
02/02/2009 |
Common Stock
|
17,700
|
$
52.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/02/2001(5)
|
02/01/2010 |
Common Stock
|
26,100
|
$
61
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/07/2002(5)
|
02/06/2011 |
Common Stock
|
66,500
|
$
43.25
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs
|
01/08/2003(4)
|
01/07/2012 |
Common Stock
|
200
|
$
44.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/06/2003(5)
|
02/05/2012 |
Common Stock
|
60,000
|
$
42.5
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs and ISOs
|
02/05/2004(5)
|
02/04/2013 |
Common Stock
|
80,000
|
$
37.75
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs
|
02/04/2005(5)
|
02/04/2010 |
Common Stock
|
61,900
|
$
43.62
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs
|
02/02/2006(5)
|
02/02/2011 |
Common Stock
|
61,900
|
$
48.05
|
D
|
Â
|
Employee Stock Option (Right to buy) NQOs
|
02/01/2007(5)
|
02/01/2012 |
Common Stock
|
65,300
|
$
39.31
|
D
|
Â
|
DuPont Common Stock Units
(6)
|
Â
(7)
|
Â
(8)
|
Common Stock
|
6,871.0511
|
$
0
|
D
|
Â
|
Restricted DuPont Common Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
22,000
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 114,768.5526 shares of restricted stock. |
(2) |
Reporting person disclaims beneficial ownership of these securities. |
(3) |
Options become exercisable one year from the date of grant provided the price hurdle is met; option shares may be used to satisfy withholding taxes. |
(4) |
Options become exercisable one year from date of grant. |
(5) |
Options become exercisable in three substantially equal annual installments beginning on the first anniversary of the grant, provided the 120% hurdle is met; option shares may be used to satisfy withholding taxes. |
(6) |
Deferred units under the DuPont Variable Compensation Plan. |
(7) |
Units convert one-for-one to DuPont common stock. |
(8) |
Units become payable in common stock as elected by the reporting person. |
(9) |
Performance-based restricted stock units to be settled in DuPont common stock three years after grant if specific corporate goals are achieved. |