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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BECKWITT RICHARD 700 NW 107TH AVENUE SUITE 400 MIAMI, FL 33172 |
President |
/s/ Mark Sustana as attorney-in-fact for Richard Beckwitt | 02/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person gifted these shares in an exempt transaction pursuant to Rule 16b-5 of the Exchange Act. |
(2) | The shares are held in trusts for the benefit of the reporting person's children. The reporting person made a determination after the end of 2013 that the reporting person is treated as the beneficial owner of the shares held in the trusts, even though the reporting person has no direct pecuniary interest in those shares. All of the acquisitions by the trusts have been gifts by the reporting person and neither of the trusts has made any dispositions of the issuer's common stock. |
(3) | The shares are held in a trust for the benefit of the reporting person's spouse. The reporting person made a determination after the end of 2013 that the reporting person is treated as the beneficial owner of the shares held in the trust, even though the reporting person has no direct pecuniary interest in those shares. All of the acquisitions by the trust have been gifts by the reporting person and the trust has not made any dispositions of the issuer's common stock. |