|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| 1997 Plan Option (15) | $ 22.05 | 09/24/2007 | M | 4,000 | (16) | 12/03/2011 | Common Stock | 4,000 | $ 0 | 0 | D | ||||
| 1997 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 3,011 | 09/24/2008 | 12/03/2011 | Common Stock | 3,011 | $ 0 | 3,011 | D | ||||
| 1997 Plan Option (18) | $ 22.05 | 09/24/2007 | M | 14,000 | (16) | 12/03/2011 | Common Stock | 14,000 | $ 0 | 0 | D | ||||
| 1997 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 12,001 | 09/24/2008 | 12/03/2011 | Common Stock | 12,001 | $ 0 | 12,001 | D | ||||
| 2002 Plan Option (19) | $ 6.81 | 09/24/2007 | M | 6,000 | (16) | 12/02/2013 | Common Stock | 6,000 | $ 0 | 7,000 | D | ||||
| 2002 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 3,339 | 09/24/2008 | 12/02/2013 | Common Stock | 3,339 | $ 0 | 3,339 | D | ||||
| 2002 Plan Option (20) | $ 12.54 | 09/24/2007 | M | 3,900 | (16) | 12/09/2014 | Common Stock | 3,900 | $ 0 | 3,900 | D | ||||
| 2002 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 1,670 | 09/24/2008 | 12/09/2014 | Common Stock | 1,670 | $ 0 | 1,670 | D | ||||
| 2002 Plan Option (21) | $ 12.54 | 09/24/2007 | M | 4,925 | (16) | 12/09/2014 | Common Stock | 4,925 | $ 0 | 9,850 | D | ||||
| 2002 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 3,297 | 09/24/2008 | 12/09/2014 | Common Stock | 3,297 | $ 0 | 3,297 | D | ||||
| 1997 Plan Option (22) | $ 17.68 | 09/24/2007 | M | 207 | (16) | 12/04/2010 | Common Stock | 207 | $ 0 | 0 | D | ||||
| 1997 Plan Option (17) | $ 29.29 | 09/24/2007 | A | 124 | 09/24/2008 | 12/04/2010 | Common Stock | 124 | $ 0 | 124 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| CLARK CHRISTOPHER W THE GOODYEAR TIRE & RUBBER COMPANY 1144 EAST MARKET STREET AKRON, OH 44316-0001 |
Sr Vice Pres Global Sourcing | |||
| /s/ Bertram Bell, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Christopher W Clark pursuant to a Power of Attorney dated 10/3/02, a copy of which has been previously filed with the SEC. | 09/26/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | 3,011 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $22.05 per share for 4,000 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. |
| (2) | 4,000 shares were acquired pursuant to the exercise of an Incentive Stock Option granted under the 1997 Plan. |
| (3) | 10,541 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $22.05 per share for 14,000 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. In addition, 1,460 shares were withheld to pay Federal withholding taxes as permitted by the 1997 Plan and option grant. |
| (4) | 14,000 shares were acquired pursuant to the exercise of an option granted under the 1997 Plan. |
| (5) | 1,395 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $6.81 per share for 6,000 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. In addition, 1,944 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. |
| (6) | 6,000 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. |
| (7) | 1,670 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $12.54 per share for 3,900 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. |
| (8) | 3,900 shares were acquired pursuant to the exercise of an Incentive Stock option granted under the 2002 Plan. |
| (9) | 2,108 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $12.54 per share for 4,925 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. In addition, 1,189 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. |
| (10) | 4,925 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. |
| (11) | 124 previously owned shares having a market value of $29.29 per share were delivered in payment of the option price of $17.68 per share for 207 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. |
| (12) | 207 shares were acquired pursuant to the exercise of an Incentive Stock option granted under the 1997 Plan. As a result of the transactions reported herein, the reporting person's ownership of stock increased by 9,590 shares. |
| (13) | Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of September 24, 2007 as reported by the Plan Trustee. |
| (14) | The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee. |
| (15) | Exercise of Incentive Stock Option granted on 12/3/2001 under the 1997 Plan. |
| (16) | The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant. |
| (17) | Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price. |
| (18) | Exercise of Non-Qualified Stock Option granted on 12/3/2001 under the 1997 Plan. |
| (19) | Exercise of Non-Qualified Stock Option granted on 12/2/2003 under the 2002 Plan. |
| (20) | Exercise of Incentive Stock Option granted on 12/9/2004 under the 2002 Plan. |
| (21) | Exercise of Non-Qualified Stock Option granted on 12/9/2004 under the 2002 Plan. |
| (22) | Exercise of Incentive Stock Option granted on 12/4/2000 under the 1997 Plan. |