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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 16.125 | 06/15/2007 | D | 18,504 | (3) | 01/31/2012 | Common Stock | 18,504 | (3) | 0 | D | ||||
Stock Option (Right to Buy) | $ 14.575 | 06/15/2007 | D | 5,000 | (4) | 01/30/2013 | 0Common Stock | 5,000 | (4) | 0 | D | ||||
Stock Option (Right to Buy) | $ 14.135 | 06/15/2007 | D | 7,016 | (5) | 01/21/2014 | Common Stock | 7,016 | (5) | 0 | D | ||||
Stock Option (Right to Buy) | $ 14.135 | 06/15/2007 | D | 2,984 | (6) | 01/21/2014 | Common Stock | 2,984 | (6) | 0 | D | ||||
Stock Option (Right to Buy) | $ 17.91 | 06/15/2007 | D | 25,000 | (7) | 06/06/2015 | Common Stock | 25,000 | (7) | 0 | D | ||||
Stock Option (Right to Buy) | $ 20.35 | 06/15/2007 | D | 12,100 | (8) | 01/26/2016 | Common Stock | 12,100 | (8) | 0 | D | ||||
Stock Option (Right to Buy) | $ 22.02 | 06/15/2007 | D | 12,503 | (9) | 01/25/2017 | Common Stock | 12,503 | (9) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Martin James Lawrence 105 CORPORATE PARK DRIVE WHITE PLAINS, NY 10604 |
President, Bar Code Systems |
/s/ Robert S. Stone, Attorney-in-Fact | 06/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to a merger agreement between the issuer and Avery Dennison Corporation, these shares were disposed of by the registering person for $30.50 per share at the effective time of the merger. |
(2) | Pursuant to a merger agreement between the issuer and Avery Dennison Corporation, these shares were disposed of by the registering person's spouse for $30.50 per share at the effective time of the merger. |
(3) | The reporting person was granted options to purchase 18,504 shares of common stock on 1/31/2002, which became exercisable in four equal annual installments beginning on 1/31/2003. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 18,504 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.189 over the 20 days immediately prior to the merger. |
(4) | The reporting person was granted options to purchase 5,762 shares of common stock on 1/30/2003, which became exercisable in four equal annual installments beginning on 1/30/2004. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 5,000 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.189 over the 20 days immediately prior to the merger. |
(5) | The reporting person was granted options to purchase 7,016 shares of common stock on 1/21/2004, which became exercisable in four equal annual installments beginning on 1/21/2014. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 7,016 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.819 over the 20 days immediately prior to the merger. |
(6) | The reporting person was granted options to purchase 12,984 shares of common stock on 1/21/2004, which became exercisable in four equal annual installments begining on 1/21/2005. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 2,984 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.189 over the 20 days immediately prior to the merger. |
(7) | The reporting person was granted options to purchase 25,000 shares of common stock on 6/6/2005, which became exercisable in four equal annual installments beginning on 6/6/2006. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 25,000 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.189 over the 20 days immediately prior to the merger. |
(8) | The reporting person was granted options to purchase 12,100 shares of common stock on 1/26/2006, which became exercisable in four equal annual installments beginning on 1/26/2007. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 25,000 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.819 over the 20 days immediately prior to the merger. |
(9) | The reporting person was granted options to purchase 12,503 shares of common stock on 1/25/2006, which became exercisable in four equal annual installments beginning on 1/25/2007. The unexcerised portion of these options were cancelled in the merger in exchange for options to purchase shares of Avery Dennison's common stock, representing the product of 12,503 shares of common stock and $30.50 divided by the average Avery Dennison stock price of $64.189 over the 20 days immediately prior to the merger. |