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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CODE HENNESSY & SIMMONS LLC 10 S. WACKER DRIVE, SUITE 3175 CHICAGO, IL 60606 |
X | |||
CHS Associates IV 10 S. WACKER DRIVE, SUITE 3175 CHICAGO, IL 60606 |
X | |||
ARC Acquisition Co. L.L.C. 10 S. WACKER DRIVE, SUITE 3175 CHICAGO, IL 60606 |
X | |||
CHS MANAGEMENT IV LP 10 S. WACKER DRIVE, SUITE 3175 CHICAGO, IL 60606 |
X | |||
CODE HENNESSY & SIMMONS IV LP 10 S. WACKER DRIVE, SUITE 3175 CHICAGO, IL 60606 |
X |
/s/ Thomas J. Formolo | 03/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale by ARC Acquisition Co., L.L.C. Code Hennessy & Simmons LLC is the general partner of CHS Management IV, LP, which in turn is the general partner of Code Hennessy & Simmons IV LP, which in turn is the sole member of ARC Acquisition Co., L.L.C. |
(2) | Code Hennessy & Simmons LLC may be deemed to beneficially own the shares owned by ARC Acquisition Co., L.L.C., but disclaims beneficial ownership of shares in which it does not have a pecuniary interest. |
(3) | Sale by CHS Associates IV. Code Hennessy & Simmons LLC is the managing partner of CHS Associates IV. |
(4) | Code Hennessy & Simmons LLC may be deemed to beneficially own the shares owned by CHS Associates IV, but disclaims beneficial ownership of shares in which it does not have a pecuniary interest. |