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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 8.26 | 10/24/2006 | A | 20,100 | 12/23/2005 | 12/23/2012 | Common Stock | 20,100 | (5) | 20,100 | D | ||||
Stock Option (right to purchase) | $ 12.52 | 10/24/2006 | A | 47,506 | (6) | 10/15/2012 | Common Stock | 47,506 | (7) | 47,506 | D | ||||
Stock Option (right to purchase) | $ 5.6 | 10/24/2006 | A | 44,216 | 02/21/2005 | 02/21/2012 | Common Stock | 44,216 | (8) | 44,216 | D | ||||
Stock Option (right to purchase) | $ 4.8 | 10/24/2006 | A | 48,637 | 04/16/2004 | 04/16/2011 | Common Stock | 48,637 | (9) | 48,637 | D | ||||
Stock Option (right to purchase) | $ 2.17 | 10/24/2006 | A | 18,188 | 03/20/2000 | 04/28/2009 | Common Stock | 18,188 | (10) | 18,188 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FARRELL JOHN F JR 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
X |
John F. Farrell, Jr. | 10/26/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock vesting in two equal annual installments on November 18 of 2007 and 2008. |
(2) | Received in exchange for 2,200 shares of Fidelity National Financial ("FNF") restricted common stock pursuant to the Securities Exchange and Distribution Agreement ("SEDA") between FNF and Fidelity National Title Group, Inc. ("FNT") in connection with the spin-off of FNT. On the effective date of the spin-off, the closing price of FNF's common stock was $20.70 per share, and the closing price of FNT's common stock was $22.23 per share. |
(3) | Includes 2,305 shares of Fidelity National Title Group, Inc. ("FNT") restricted stock received as a dividend on the effective date of the FNT spin-off. |
(4) | Grant of restricted common stock vesting in three equal annual installments on October 25 of each of the next three years. |
(5) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 10,134 shares of FNF common stock for $16.3814 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(6) | The option vests in three equal annual installments beginning October 15, 2005. |
(7) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 23,952 shares of FNF common stock for $24.8312 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(8) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 22,293 shares of FNF common stock for $11.1019 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(9) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 24,522 shares of FNF common stock for $9.523 per share (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |
(10) | Received pursuant to the SEDA in connection with the spin-off of FNT in exchange for a stock option to acquire 9170 shares of FNF common stock for $4.2972 (prior to any anti-dilutive adjustment to the option to account for the spin-off of FNT). |