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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 7.72 | 10/24/2006 | D | 10,134 | (2) | 12/23/2012 | Common Stock | 10,134 | (2) | 0 | D | ||||
Stock Option (right to purchase) | $ 11.71 | 10/24/2006 | D | 23,952 | (3) | 10/15/2012 | Common Stock | 23,950 | (3) | 0 | D | ||||
Stock Option (right to purchase) | $ 5.24 | 10/24/2006 | D | 22,293 | (4) | 02/21/2012 | Common Stock | 22,293 | (4) | 0 | D | ||||
Stock Option (right to purchase) | $ 4.49 | 10/24/2006 | D | 24,522 | (5) | 04/16/2011 | Common Stock | 24,522 | (5) | 0 | D | ||||
Stock Option (right to purchase) | $ 2.03 | 10/24/2006 | D | 9,170 | (6) | 04/28/2009 | Common Stock | 9,170 | (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FARRELL JOHN F JR 445 PARK AVENUE 10TH FLOOR NEW YORK, NY 10022 |
X |
John F. Farrell, Jr. | 10/24/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to Security Exchange and Distribution Agreement ("SEDA") between Fidelity National Financial, Inc. ("FNF") and Fidelity National Title Group, Inc. ("FNT") in connection with the spin-off of FNT in exchange for 2,057 shares of FNT restricted common stock, having a market value of $22.23 per share on the effective date of the spinoff. |
(2) | This option, which was fully vested on 12/23/2005 was assumed by FNT pursuant to the SEDA between FNF and FNT in connection with the spin-off of FNT and replaced with an option to purchase 20,100 shares of FNT for $8.26 per share. |
(3) | This option, which provides for vesting in three annual installments beginning October 15, 2005 was assumed by Fidelity National Title Group, Inc. ("FNT") pursuant to the Securities Exchange and Distribution Agreement ("SEDA") between Fidelity National Financial, Inc. ("FNF") and FNT in connection with the spin-off of FNT and replaced with an option to purchase 47,506 shares of FNT for $12.52 per share. |
(4) | This option, which was fully vested on 2/21/2004, was assumed by FNT pursuant to the SEDA between FNF and FNT in connection with the spin-off of FNT and replaced with an option to purchase 44,216 shares of FNT for $5.60 per share. |
(5) | This option, which was fully vested on April 16, 2004, was assumed by FNT pursuant to the SEDA between FNF and FNT in connection with the spin-off of FNT and replaced with an option to purchase 48,637 shares of FNT for $4.80 per share. |
(6) | This option, which was fully vested on March 20, 2000, was assumed by FNT pursuant to the SEDA between FNF and FNT in connection with the spin-off of FNT and replaced with an option to purchase 18,188 shares of FNT for $2.17. |