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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 4.01 | 07/25/2013 | M | 125,000 (2) | 08/04/2005 | 08/12/2013 | Common Stock | 125,000 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 3.18 | 07/25/2013 | M | 400,000 (2) | 01/01/2010 | 08/12/2013 | Common Stock | 400,000 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 1.99 | 07/25/2013 | M | 300,000 (2) | 01/01/2009 | 08/12/2013 | Common Stock | 300,000 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 4.28 | 07/25/2013 | M | 300,000 (2) | 01/01/2007 | 08/12/2013 | Common Stock | 300,000 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 2.98 | 07/25/2013 | M | 125,000 (2) | 01/01/2006 | 08/12/2013 | Common Stock | 125,000 | $ 0 | 0 | D | ||||
Stock Option (right to buy) | $ 3.57 | 07/25/2013 | M | 50,289 (2) | 01/01/2013 | 08/12/2013 | Common Stock | 50,289 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRAZIANO CHANE 84 OCTOBER HILL ROAD HOLLISTON, MA 01746 |
X |
Chane Graziano | 07/31/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the number of shares of common stock that the Reporting Person attested to the ownership thereof in accordance with the Issuer's 2000 Stock Option and Incentive Plan, as amended, in connection with the payment of the option exercise price. With respect to each option exercise, the Issuer delivered the net amount of the option shares to the Reporting Person and such attestation shares were not sold by the Reporting Person or delivered to the Issuer. Nevertheless, the SEC deems such exercise and related attestation to be a disposition of shares for purposes of Section 16(a) of the Securities Exchange Act of 1934." |
(2) | Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended. |