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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option Right to buy | $ 0.62 | 04/01/2013 | J(3) | 1 | 04/01/2013 | 03/31/2018 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to Buy | $ 0.64 | 01/02/2013 | J(3) | 1 | 01/02/2013 | 01/01/2018 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 0.73 | 10/01/2012 | J(3) | 1 | 10/01/2012 | 09/30/2017 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 0.81 | 07/02/2012 | J(3) | 1 | 07/02/2012 | 07/01/2017 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 1.07 | 04/02/2012 | J(3) | 1 | 04/02/2012 | 04/01/2017 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 0.75 | 01/03/2012 | J(3) | 1 | 01/03/2012 | 01/02/2017 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to Buy | $ 0.72 | 10/03/2011 | J(3) | 1 | 10/03/2011 | 10/02/2016 | Common Stocik | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 0.84 | 07/06/2011 | J(3) | 1 | 07/06/2011 | 07/05/2016 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to buy | $ 1.16 | 04/01/2011 | J(3) | 1 | 04/01/2011 | 03/31/2016 | Common Stock | 6,250 | $ 0 | 1 | D | ||||
Option Right to Buy | $ 1.08 | 03/17/2011 | J(3) | 1 | 03/17/2011 | 03/16/2016 | Common Stock | 25,000 | $ 0 | 1 | D | ||||
Option Right to buy | $ 0.43 | 02/08/2010 | J(3) | 1 | 02/08/2010 | 02/07/2015 | Common Stock | 25,000 | $ 0 | 1 | D | ||||
Option Right to Buy | $ 0.7 | 01/08/2009 | J(3) | 1 | 01/08/2009 | 01/07/2014 | Common Stock | 25,000 | $ 0 | 1 | D | ||||
Option Right to buy | $ 1.44 | 06/03/2008 | J(3) | 1 | 06/03/2008 | 06/02/2013 | Common Stock | 25,000 | $ 0 | 1 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SALAS PETER E P.O. BOX 16867 FERNDANDINA, FL 32095 |
X | X | ||
DOLPHIN OFFSHORE PARTNERS LP 129 EAST 17TH STREET NEW YORK, NY 10003 |
X |
s/Peter E Salas | 04/03/2013 | |
**Signature of Reporting Person | Date | |
Dolphin Offshore Partners LP | 04/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held by SSB Ventures LLC, a Delaware limited liability company in which Dolphin Offshore Partners, L.P. is a member. Pursuant to the SSB Ventures LLC company agreement, Dolphin Offshore Partners, L.P. retains the power to direct the voting by SSB Ventures LLC of these shares. Peter E. Salas, the Chairman of the Company's Board of Directors, is the sole shareholder and controlling person of Dolphin Mgmt. Services, Inc., the managing general partner of Dolphin Offshore Partners, L.P. |
(2) | Shares owned by Dolphin Offshore Partners L.P. |
(3) | Grant of option pursuant to Tengasco's Stock Incentive Plan. |