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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Solomon Glenn 950 TOWER LANE, 6TH FLOOR FOSTER CITY, CA 94404 |
X |
By: Daniel E. Caul For: Glenn Solomon | 10/03/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were purchased pursuant to GVV Capital Entities10b5-1 trading plan established on June 14, 2011 .The shares were issued as follows: 3,063 to Granite Global Ventures II L.P. ("GGV II L.P.") , 3,053 to Granite Global Ventures III L.P. ("GGV III L.P."), 64 to GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs") and 75 to GGV III Entrepreneurs Fund L.P. ("GGV III Entrepreneurs"). |
(2) | The shares were purchased at prices between $10.48 and $10.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each price. |
(3) | These shares were purchased pursuant to GVV Capital Entities10b5-1 trading plan established on June 14, 2011 .The shares were issued as follows: 2,694 to Granite Global Ventures II L.P. ("GGV II L.P.") , 2,685 to Granite Global Ventures III L.P. ("GGV III L.P."), 56 to GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs") and 65 to GGV III Entrepreneurs Fund L.P. ("GGV III Entrepreneurs"). |
(4) | The shares were purchased at prices between $10.40 and $10.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each price. |
(5) | These shares were purchased pursuant to GVV Capital Entities10b5-1 trading plan established on June 14, 2011 .The shares were issued as follows: 6,147 to Granite Global Ventures II L.P. ("GGV II L.P.") , 6,127 to Granite Global Ventures III L.P. ("GGV III L.P."), 128 to GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs") and 150 to GGV III Entrepreneurs Fund L.P. ("GGV III Entrepreneurs"). |
(6) | The shares were purchased at prices between $10.23 and $10.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each price. |
(7) | The shares are held as follows: 1,163,163 by Granite Global Ventures II L.P. ("GGV II L.P.") , 1,541,880 by Granite Global Ventures III L.P. ("GGV III L.P."), 24,341 by GGV II Entrepreneurs Fund L.P. ("GGV II Entrepreneurs") and 37,591 by GGV III Entrepreneurs Fund L.P. ("GGV III Entrepreneurs" and collectively with GGV II L.P., GGV III, L.P. and GGV II Entrepreneurs, the "Funds"). The Reporting Person is a Managing Director of Granite Global Ventures III L.L.C., the general partner of GGV III L.P. and GGV III Entrepreneurs. The Reporting Person is also a Managing Director of Granite Global Ventures II L.L.C., the general partner of GGV II L.P. and GGV II Entrepreneurs. The Reporting Person has shared voting and investment authority over the shares held by the Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Funds except to the extent of his proportionate pecuniary interest therein. |