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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITNEY RUSSELL A WHITNEY INFORMATION NETWORK, INC. 1612 E. CAPE CORAL PARKWAY CAPE CORAL, FL 33904 |
X | X | Chairman of the Board |
/s/ Russell A. Whitney | 05/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reported in the Original Form 4 as 5,360,600. |
(2) | As of the Transaction Date, International Securities 3, LLC was owned jointly by the Reporting Person and his spouse, Ingrid Whitney. |
Remarks: This Form 4/A amends the Form 4 filed by the Reporting Person on December 13, 2005 (the "Original Form 4"), which, due to a calculation error, incorrectly under-reported by 5,000 shares the amount of Common Stock beneficially owned following the reported transaction. The following filings by the Reporting Person also contain the same under-reporting of 5,000 shares of Common Stock beneficially owned by the Reporting Person: (a) Form 4 filed on March 20, 2006; (b) Form 4 filed on September 13, 2006; (c) Form 5 filed on January 3, 2007 for a September 14, 2006 disposition; (d) Form 4 filed on December 22, 2006; (e) Form 4 filed on December 26, 2006; (f) Form 4 filed on December 27, 2006; and (g) Form 4 filed on December 29, 2006. This Form 4/A also amends the information reported in Columns 6 and 7 of Table I. |