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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 10.0157 | (3) | 01/12/2011 | Common Stock | 3,000,000 | 3,000,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 14.5125 | (4) | 02/12/2012 | Common Stock | 1,200,000 | 1,200,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 22.02 | (5) | 03/18/2013 | Common Stock | 2,200,000 | 2,200,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 34.615 | (6) | 03/01/2014 | Common Stock | 1,200,000 | 1,200,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 42.58 | (7) | 03/01/2015 | Common Stock | 550,000 | 550,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITMAN MARGARET C C/O EBAY INC. 2145 HAMILTON AVE SAN JOSE, CA 95125 |
X | President, CEO & Director |
By: Brian Levey For: Margaret C. Whitman | 11/29/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount in Column 5, Row 3 of Table I represents 18,305,934 shares of common stock held by Griffith R. Harsh, IV & Margaret C. Whitman TTEES of Sweetwater Trust (a revocable trust) U/A/D 10/15/99, 2,000,000 shares of common stock held by Griffith R. Harsh, IV, TTEE, GRH 2005 GRAT and 2,000,000 shares of common stock held by Margaret C. Whitman, TTEE, MCW 2005 GRAT. The foregoing reflects transfers among trusts that were exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since they did not result in any change in Ms. Whitman's pecuniary interest. |
(2) | The amount set forth in Column 5, Row 2 of Table I represents 4,792 shares of common stock held by each of Ms. Whitman's sons. |
(3) | The options become exercisable beginning on 03/14/02 and 1/48th per month thereafter over 4 years. |
(4) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 8/12/02 and 1/48th per month thereafter. |
(5) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/01/03 and 1/48th per month thereafter. |
(6) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/04 and 1/48th per month thereafter. |
(7) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/05 and 1/48th per month thereafter. |