Transaction Valuation* | Amount of Filing Fee** |
$63,314,816 | $8,637 |
ý | Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: $8,637 | Filing Party: U.S. Concrete, Inc. |
Form or Registration No.: S-4 | Date Filed: February 6, 2013 |
(a)(5)(vii) | Press Release (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on March 22, 2013 (File No. 001-34530)). |
(a)(1)(i) | Prospectus, dated March 20, 2013 (incorporated by reference to U.S. Concrete’s filing on March 20, 2013, pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amended). |
(a)(1)(ii) | Form of Letter of Transmittal & Consent (incorporated by reference to Exhibit 99.2 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(a)(1)(iii) | Form of Letter to Brokers (incorporated by reference to Exhibit 99.4 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(a)(1)(iv) | Form of Letter to Clients (incorporated by reference to Exhibit 99.5 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(a)(1)(v) | Form of Indenture, by and among U.S. Concrete, Inc., the Guarantors named therein, and U.S. Bank National Association, as Trustee and Noteholder Collateral Agent (incorporated by reference to Exhibit 4.16 to Amendment No. 1 to the Registration Statement on Form S-4 filed on March 8, 2013 (File No. 333-186493)). |
(a)(1)(vi) | Form of Senior Secured Note (incorporated by reference to Exhibit 4.17 to Amendment No. 1 to the Registration Statement on Form S-4 filed on March 8, 2013 (File No. 333-186493)). |
(a)(1)(vii) | Form of Second Supplemental Indenture, by and among U.S. Concrete, Inc., the Guarantors named therein, and U.S. Bank National Association, as Trustee and Noteholder Collateral Agent (incorporated by reference to Exhibit 4.4 to Amendment No. 1 to the Registration Statement on Form S-4 filed on March 8, 2013 (File No. 333-186493)). |
(a)(4)(i) | Prospectus, dated March 8, 2013 (incorporated by reference to the Amendment No. 1 to the Registration Statement on Form S-4 filed on March 8, 2013 (File No. 333-186493)). |
(a)(5)(i) | Press Release (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on December 3, 2012 (File No. 001-34530)). |
(a)(5)(ii) | Form of Consent and Exchange Agreement (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed on December 24, 2012 (File No. 001-34530)). |
(a)(5)(iii) | Part I, Item 1 - Business; Part I, Item 2 - Properties, Part II, Item 7 - Management's Discussion and Analysis of Financial Condition and Results of Operations, Part II, Item 8 - Financial Statements and Supplementary Data (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on February 6, 2013 (File No. 001-34530)). |
(a)(5)(iv) | Press Release (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on February 6, 2013 (File No. 001-34530)). |
(a)(5)(v) | Press Release (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on March 7, 2013 (File No. 001-34530)). |
(a)(5)(vi) | Statement of Ratio of Earnings to Fixed Charges (incorporated by reference to Exhibit 12.1 to the Registration Statement on Form S-4 filed on March 8, 2013 (File No. 333-186493)). |
(a)(5)(vii) | Press Release (incorporated by reference to Exhibit 99.1 to the Current Report on Form 8-K filed on March 22, 2013 (File No. 001-34530)). |
(b) | Not Applicable. |
(d)(1) | Indenture, dated as of August 31, 2010, by and among U.S. Concrete, Inc., the Guarantors named therein, and U.S. Bank National Association, as Trustee and Noteholder Collateral Agent (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(2) | Registration Rights Agreement, dated as of August 31, 2010, by and among U.S. Concrete, Inc., the Guarantors named therein and the Holders party thereto (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(3) | First Supplemental Indenture, dated as of October 30, 2012, by and among Bode Gravel Co., and Bode Concrete LLC, as new guarantors, U.S. Concrete, Inc., as issuer, and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.3 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(d)(4) | Pledge and Security Agreement, dated as of August 31, 2010, by and among U.S. Concrete, Inc., subsidiaries named therein, and U.S. Bank National Association, as noteholder collateral agent (incorporated by reference to Exhibit 4.4 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(5) | Form of Convertible Secured Note, included in Exhibit 4.2 (incorporated by reference to Exhibit 4.5 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(6) | Loan and Security Agreement dated August 31, 2012 by and among U.S. Concrete, Inc. and certain of its subsidiaries party thereto as borrowers, certain subsidiaries party thereto as guarantors, certain financial institutions party thereto as lenders, and Bank of America, N.A., as Agent and Sole Lead Arranger (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K dated August 31, 2012 (File No. 001-34530)). |
(d)(7) | Intercreditor Agreement, dated as of August 31, 2010, by and among JPMorgan Chase Bank, N.A., as administrative agent, U.S. Bank National Association, as Trustee and noteholder collateral agent and each of the loan parties party thereto (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(8) | Class A Warrant Agreement, dated as of August 31, 2010, by and among U.S. Concrete, Inc., subsidiaries named therein, and U.S. Bank National Association, as noteholder collateral agent (incorporated by reference to Exhibit 4 to the Company’s Registration Statement on Form 8-A filed on August 31, 2010 (File No. 000-26025)). |
(d)(9) | Class B Warrant Agreement, dated as of August 31, 2010, by and among U.S. Concrete, Inc., subsidiaries named therein, and U.S. Bank National Association, as noteholder collateral agent (incorporated by reference to Exhibit 5 to the Company’s Registration Statement on Form 8-A filed on August 31, 2010 (File No. 000-26025)). |
(d)(10) | Promissory Note of U.S. Concrete, Inc., Kurtz Gravel Company, Superior Holdings, Inc., BWB, Inc. of Michigan, Builders’ Redi-Mix, LLC, USC Michigan, Inc., dated September 30, 2010 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on October 4, 2010 (File No. 001-34530)). |
(d)(11) | U.S. Concrete, Inc. Management Equity Incentive Plan (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(12) | U.S. Concrete, Inc. Non-Qualified Stock Option Award Agreement (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(13) | U.S. Concrete, Inc. Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K filed on September 2, 2010 (File No. 000-26025)). |
(d)(14) | Note Purchase Agreement, dated as of August 26, 2010, by and among U.S. Concrete, Inc., the guarantors set forth on the signature pages thereto, the Subscription Parties set forth in Annex I thereto and the Put Option Parties set forth on Annex II thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 27, 2010 (File No. 001-34530)). |
(d)(15) | Exchange and Consent Agreement dated December 20, 2012 between U.S. Concrete, Inc. and the affiliates of Whippoorwill Associates, Inc. (incorporated by reference to Exhibit 10.39 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(d)(16) | Exchange and Consent Agreement dated December 20, 2012 between U.S. Concrete, Inc. and the affiliates of Monarch Alternative Capital, LP (incorporated by reference to Exhibit 10.40 to the Registration Statement on Form S-4 filed on February 6, 2013 (File No. 333-186493)). |
(d)(17) | Form of Restricted Stock Award Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on March 6, 2013 (File No. 0001-34530)). |
(g) | Not Applicable. |
(h) | Not Applicable. |