form8-k.htm
 
 
 

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  April 27, 2011
 
 
 
PATHFINDER BANCORP, INC.
(Exact name of Registrant as specified in its charter)
 
Commission File Number: 000-23601
 
Federal
16-1540137
(State or Other Jurisdiction of Incorporation or Organization)
(I.R.S. Employer Identification Number)
 
214 West First Street, Oswego, NY 13126
(Address of Principal Executive Office) (Zip Code)
 
(315) 343-0057
(Issuer's Telephone Number including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4c under the Exchange Act (17 CFR 240.13e-4c))
 

 
 
 

Item 5.07.  Submission of Matters to a Vote of Security Holders.
 
 
 
The 2011 Annual Meeting of Shareholders of Pathfinder Bancorp, Inc. was held on April 27, 2011.  At the 2011 Annual Meeting, shareholders approved all of the proposals which included (i) the election of four directors for terms of three years and until their successors have been elected and qualified; (ii) the Advisory (Non-Binding) Vote on Executive Compensation, and (iii) the ratification of the appointment of ParenteBeard LLC, as the independent registered public accounting firm for the year ending December 31, 2011.
 
The following table reflects the tabulation of votes with respect to the election of directors at the 2011 Annual Meeting:
 
 
   
Number of Votes
  
Nominee
  
For
    
Withheld
  
Chris R. Burritt
     2,006,165       31,749  
George P. Joyce
     2,006,165       31,749  
Thomas W. Schneider
     2,006,015       31,899  
William A. Barclay
     2,004,532       33,382  
 
 
 
The following table reflects the tabulation of votes with respect to the approval of the Advisory (Non-Binding) Vote on Executive Compensation:
 
                                                                          Number of Votes
        
For
    
Against
    
Abstain
  
               
  1,974,618       60,907       2,388  
 
 
 
The following table reflects the tabulation of votes with respect to the approval of the ratification of ParenteBeard LLC, as our independent registered public accounting firm for the year ending December 31, 2011:
 
                                                                                    Number of Votes
        
For
    
Against
    
Abstain
  
               
  2,274,128       10,095       1,565  
 
 
 
 
 
 
Item 9.01.                      Financial Statements and Exhibits
 
(a)
Financial Statements of Businesses Acquired.  Not applicable.
(b)
Pro Forma Financial Information.  Not applicable.
(c)
Shell Company Transactions.  Not applicable.
(d)
Exhibits - None

 
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
PATHFINDER BANCORP, INC.
 
 
 
Date:  April. 27, 2011
By: /s/ Thomas W. Schneider
 
Thomas W. Schneider
 
President and Chief Executive Officer