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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Arch Venture Fund VII LP 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner | |||
ARCH Venture Partners VII, L.P. 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner | |||
ARCH Venture Partners VII, LLC 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner | |||
CRANDELL KEITH C/O ARCH VENTURE FUND VII 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner | |||
BYBEE CLINTON C/O ARCH VENTURE FUND VII 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner | |||
NELSEN ROBERT C/O ARCH VENTURE FUND VII 8755 W HIGGINS ROAD, SUITE 1025 CHICAGO, IL 60631 |
Former 10% Owner |
/s/ Mark McDonnell, as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of the general partner of ARCH Venture Fund VII, L.P. | 04/12/2018 | |
**Signature of Reporting Person | Date | |
/s/ Mark McDonnell, as Attorney-in-Fact for Keith Crandell, Managing Director of the general partner of ARCH Venture Partners VII, L.P. | 04/12/2018 | |
**Signature of Reporting Person | Date | |
/s/ Mark McDonnell, as Attorney-in-Fact for Keith Crandell, Managing Director of ARCH Venture Partners VII, LLC | 04/12/2018 | |
**Signature of Reporting Person | Date | |
/s/ Mark McDonnell, as Attorney-in-Fact for Keith Crandell | 04/12/2018 | |
**Signature of Reporting Person | Date | |
/s/ Mark McDonnell, as Attorney-in-Fact for Clinton Bybee | 04/12/2018 | |
**Signature of Reporting Person | Date | |
/s/ Mark McDonnell, as Attorney-in-Fact for Robert Nelsen | 04/12/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: As a result of the closing of the issuer's public offering of units consisting of common stock, Series A warrants and Series B warrants on April 3, 2018, the reporting persons ceased to beneficially own more than 10% of the issuer's common stock. Accordingly, the reporting persons are no longer subject to Section 16 in connection with their transactions in the equity securities of the issuer and will no longer report any such transactions on Form 4 or Form 5. |